Editing MPEP 720
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37 CFR 1.292. Public use proceedings. | |||
(a) When a petition for the institution of public use proceedings, | |||
(a)When a petition for the institution of public use proceedings, | |||
supported by affidavits or declarations is found, on reference | supported by affidavits or declarations is found, on reference | ||
to the examiner, to make a prima facie showing that the invention | to the examiner, to make a prima facie showing that the invention | ||
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of the application for patent. | of the application for patent. | ||
(b) The petition and accompanying papers, or a notice that | (b)The petition and accompanying papers, or a notice that | ||
such a petition has been filed, shall be entered in the application | such a petition has been filed, shall be entered in the application | ||
file if: | file if: | ||
(1)The petition is accompanied by the fee set forth in | |||
§ | |||
1.17(j); | |||
(2)The petition is served on the applicant in accordance | |||
with § | |||
1.248, or filed with the Office in duplicate in the event service | |||
is not possible; and | |||
(3)The petition is submitted prior to the date the application | |||
was published or the mailing of a notice of allowance under | |||
§ | |||
1.311, whichever occurs first. | |||
(c) A petition for institution of public use proceedings shall | (c)A petition for institution of public use proceedings shall | ||
not be filed by a party to an interference as to an application | not be filed by a party to an interference as to an application | ||
involved in the interference. Public use and on sale issues in an | involved in the interference. Public use and on sale issues in an | ||
interference shall be raised by a motion under § 41.121(a)(1) of | interference shall be raised by a motion under § 41.121(a)(1) of | ||
this title. | this title. | ||
Public use proceedings are provided for in 37 CFR 1.292. The institution of public use proceedings is discretionary with the Director of the USPTO. | Public use proceedings are provided for in 37 CFR | ||
1.292. The institution of public use proceedings is discretionary | |||
with the Director of the USPTO. This section | |||
is intended to provide guidance when a question | |||
concerning public use proceedings arises. | |||
Any member of the public other than the applicant, | Any member of the public other than the applicant, | ||
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has information concerning a pending application | has information concerning a pending application | ||
which claims, in whole or in part, subject matter that | which claims, in whole or in part, subject matter that | ||
the petitioner alleges was in | the petitioner alleges was in “public use” or “on sale” | ||
in this country more than one year prior to the effective | in this country more than one year prior to the effective | ||
United States filing date of the pending application | United States filing date of the pending application | ||
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in combination with 35 U.S.C. 103) exists which prohibits | in combination with 35 U.S.C. 103) exists which prohibits | ||
the patenting of the subject matter of the application. | the patenting of the subject matter of the application. | ||
When public use petitions and accompanying | When public use petitions and accompanying | ||
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will be entered in the application file if the petition is: | will be entered in the application file if the petition is: | ||
(A)accompanied by the fee set forth in 37 CFR | |||
1.17(j); | |||
(B)served on the applicant in accordance with | |||
37 | |||
CFR 1.248, or filed with the Office in duplicate in | |||
the event service is not possible; and | |||
(C)submitted prior to the date the application | |||
was published or the mailing of a notice of allowance | |||
under 37 CFR 1.311, whichever occurs first. | |||
Duplicate copies should be submitted only when, | Duplicate copies should be submitted only when, | ||
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to serve a copy of the petition on the applicant, | to serve a copy of the petition on the applicant, | ||
or his or her attorney or agent in accordance with | or his or her attorney or agent in accordance with | ||
37 CFR 1.248 in which case the Office of Patent | 37 | ||
CFR 1.248 in which case the Office of Patent | |||
Legal Administration of the Office of the Deputy | Legal Administration of the Office of the Deputy | ||
Commissioner for Patent Examination Policy will | Commissioner for Patent Examination Policy will | ||
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be entered in the file in lieu of the petition itself when | be entered in the file in lieu of the petition itself when | ||
the petition and the accompanying papers are too | the petition and the accompanying papers are too | ||
bulky to accompany the file. Any public use papers not physically entered in the file will be publicly | bulky to accompany the file. Any public use papers | ||
not physically entered in the file will be publicly | |||
available whenever the application file wrapper is | available whenever the application file wrapper is | ||
available. For Image File Wrapper (IFW) processing, | available. For Image File Wrapper (IFW) processing, | ||
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Since February 11, 1985, a petition for institution | Since February 11, 1985, a petition for institution | ||
of public use proceedings cannot be filed by a party to an | of | ||
public use proceedings cannot be filed by a party | |||
to | |||
an | |||
interference as to an application involved in the | interference as to an application involved in the | ||
interference. Public use issues can only be raised by a motion under 37 CFR 41.121. However, if the | interference. Public use issues can only be raised by a | ||
motion under 37 CFR 41.121. However, if the | |||
issue of public use arises out of an interference | issue of public use arises out of an interference | ||
declared prior to February 11, 1985, the petition may | declared prior to February 11, 1985, the petition may | ||
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known, should be placed on the petition: | known, should be placed on the petition: | ||
(A) Name of Applicant(s). | (A)Name of Applicant(s). | ||
(B) Application number. | (B)Application number. | ||
(C) Confirmation number. | (C)Confirmation number. | ||
(D) Filing date of application. | (D)Filing date of application. | ||
(E) Title of invention. | (E)Title of invention. | ||
(F) Technology Center art unit number. | (F)Technology Center art unit number. | ||
(G) Name of examiner to whom the application is | (G)Name of examiner to whom the application is | ||
assigned. | assigned. | ||
(H) Current status and location of application. | (H)Current status and location of application. | ||
(I) The word “ATTENTION:” followed by the | (I)The word “ATTENTION:” followed by the | ||
area of the Office to which the petition is directed as | area of the Office to which the petition is directed as | ||
set forth below. | set forth below. | ||
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to prevent them from becoming inadvertently separated | to prevent them from becoming inadvertently separated | ||
and lost. | and lost. | ||
Any petition under 37 CFR 1.292 can be submitted | Any petition under 37 CFR 1.292 can be submitted | ||
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along with as much identifying data for the application | along with as much identifying data for the application | ||
as possible. | as possible. | ||
Where a petition is directed to a reissue application | |||
for a patent which is involved in litigation, the outside | |||
envelope and the top right-hand portion of the petition | |||
should be marked with the words “REISSUE LITIGATION.” | |||
The notations preferably should be written | |||
in a bright color with a felt point marker. Any “REISSUE | |||
LITIGATION” petition mailed to the Office | |||
should be so marked and mailed to “Mail Stop Petition.” | |||
However, in view of the urgent nature of most | |||
“REISSUE LITIGATION” petitions, petitioners may | |||
wish to hand-carry the petition in order to ensure | |||
prompt receipt and to avoid any unnecessary delays. | |||
These hand-carried petitions and replies may only be | |||
delivered to the Customer Window located at: | |||
U.S. Patent and Trademark Office | |||
Customer Service Window | |||
Randolph Building | |||
401 Dulany Street | |||
Alexandria, VA 22314 | |||
Every effort should be made by a petitioner to | Every effort should be made by a petitioner to | ||
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should reflect, by an appropriate “Certificate of Service,” | should reflect, by an appropriate “Certificate of Service,” | ||
that service has been made as provided in | that service has been made as provided in | ||
37 CFR 1.248. Only in those instances where service | 37 | ||
CFR 1.248. Only in those instances where service | |||
is not possible should the petition be filed in duplicate | is not possible should the petition be filed in duplicate | ||
in order that the Office can attempt service. In addition, | in order that the Office can attempt service. In addition, | ||
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be served in accordance with 37 CFR 1.248. | be served in accordance with 37 CFR 1.248. | ||
===720. | ===720.01Preliminary Handling [R-3]=== | ||
A petition filed under 37 CFR 1.292 should be forwarded | A petition filed under 37 CFR 1.292 should be forwarded | ||
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for Patent Examination Policy. A member of the | for Patent Examination Policy. A member of the | ||
OPLA staff will ascertain whether the formal requirements | OPLA staff will ascertain whether the formal requirements | ||
of 37 CFR 1.292 have been fulfilled. In particular, | of 37 | ||
CFR 1.292 have been fulfilled. In particular, | |||
the petition will be reviewed to see whether the | the petition will be reviewed to see whether the | ||
petition has been filed prior to the earliest of the date | petition has been filed prior to the earliest of the date | ||
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CFR 1.311, but not provided to the | CFR 1.311, but not provided to the | ||
member of the OPLA staff with the application file | member of the OPLA staff with the application file | ||
prior to issuance or abandonment of the application, will be entered in the application file, but will be dismissed | prior to issuance or abandonment of the application, | ||
will be entered in the application file, but will be dismissed | |||
as moot. A petition filed after final rejection | as moot. A petition filed after final rejection | ||
will be considered if the application has not been published | will be considered if the application has not been published | ||
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applications are “special” and a later filed petition | applications are “special” and a later filed petition | ||
may be received after action by the examiner. | may be received after action by the examiner. | ||
Any request by a petitioner in a reissue application for an extension of the 2-month period following | Any | ||
the announcement in the Official Gazette will be considered only if filed in the form of a petition under 37 CFR 1.182 and accompanied by the petition fee set | request by a petitioner in a reissue application | ||
for | |||
an | |||
extension of the 2-month period following | |||
the | |||
announcement in the Official Gazette will be considered | |||
only if filed in the form of a petition under | |||
37 | |||
CFR 1.182 and accompanied by the petition fee set | |||
forth in 37 CFR 1.17(f). The petition must explain | forth in 37 CFR 1.17(f). The petition must explain | ||
why the additional time is necessary and the nature of | why the additional time is necessary and the nature of | ||
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depending on the particular following situation. | depending on the particular following situation. | ||
(A) Service Of Copy Included | (A)Service Of Copy Included | ||
Where the petition includes an indication of service | Where the petition includes an indication of service | ||
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the applicant along with the notification of nonentry. | the applicant along with the notification of nonentry. | ||
===720. | |||
===720.02Examiner Determination of Prima Facie Showing [R-2]=== | |||
Once the Office of Patent Legal Administration | Once the Office of Patent Legal Administration | ||
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and addressed to the OPLA staff member. | and addressed to the OPLA staff member. | ||
===720. | ===720.03Preliminary Hearing [R-2]=== | ||
Where the examiner concludes that a prima facie | Where the examiner concludes that a prima facie | ||
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conclusion is limited to elected subject matter. While | conclusion is limited to elected subject matter. While | ||
not so specifically captioned, the notification of | not so specifically captioned, the notification of | ||
this hearing amounts to an order to show cause why a public use proceeding should not be held. No new evidence is to be introduced or discussed at this hearing. | this | ||
hearing amounts to an order to show cause why | |||
a | |||
public use proceeding should not be held. No new | |||
evidence is to be introduced or discussed at this hearing. | |||
The format of the hearing is established by the | The format of the hearing is established by the | ||
member of the OPLA staff. The examiner may | member of the OPLA staff. The examiner may | ||
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his or her own action or consent notify the petitioner | his or her own action or consent notify the petitioner | ||
of the nature of his or her claims or other related matters. | of the nature of his or her claims or other related matters. | ||
After the hearing is concluded, the OPLA staff | After the hearing is concluded, the OPLA staff | ||
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notice to the parties. | notice to the parties. | ||
===720. | ===720.04Public Use Proceeding Testimony=== | ||
When the Office of Patent Legal Administration | When the Office of Patent Legal Administration | ||
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party submitting them unless the affidavits or declarations | party submitting them unless the affidavits or declarations | ||
are submitted as a part of the petitioner’s testimony. | are submitted as a part of the petitioner’s testimony. | ||
The procedure for taking testimony in a public use | |||
proceeding is similar to that for taking testimony in an | |||
interference. Normally, no representative of the Director | |||
of the USPTO need be present at the taking of the | |||
testimony. Note that 37 | |||
CFR 41.157(a) limits | |||
noncompelled direct testimony to affidavits. | |||
The examiner will set a schedule of times for taking | |||
testimony and for filing the record and briefs on the | |||
basis of the following: | |||
I.SCHEDULE FOR TESTIMONY | |||
(A)Testimony for petitioner to close . . . . . . . . | |||
[specify a date, e.g., January 10, 1997, which is | |||
approximately 60 days after the letter] | |||
(B)Time for the applicant to file objections to | |||
admissibility of petitioner’s evidence to close . . . . . . . | |||
[specify a date which is approximately 20 days after | |||
date (A)] | |||
(C)Time for the petitioner to file supplemental | |||
evidence to overcome objections to close 20 days | |||
from above date, i.e., . . . . . . . . . . . . . . . . . . . . . . . . . . | |||
. [specify a date which is exactly 20 days after date | |||
(B), unless the date is a Saturday, Sunday or federal | |||
holiday, in which case use the next business day] | |||
(D)Time for the applicant to request cross-examination | |||
of the petitioner’s affiants to close . . . . . . . . . | |||
[specify a date which is approximately 20 days after | |||
date (C)] | |||
(E)Time for cross-examination of the petitioner’s | |||
affiants to close . . . . . . . . . . . . . . . . . . . . . [specify a | |||
date which is approximately 30 days after date (D)] | |||
(F)Rebuttal testimony by applicant to close . . . . . | |||
[specify a date which is approximately 20 days after | |||
date (E)] | |||
II.SCHEDULE FOR FILING AND SERVING | |||
COPIES OF RECORD AND BRIEFS | |||
One copy of each of the petitioner’s and the applicant’s | |||
record and exhibits (see 37 CFR 41.154 and | |||
41.157) is due . | |||
. . . [specify a date which is approximately | |||
30 days after date (F)] | |||
Petitioner’s brief is due . . . . . . . . . . . . . . . . . [specify | |||
a date which is approximately 30 days after previous | |||
date] | |||
Applicant’s brief is due . . . . . . . . . . . . . . . . [specify | |||
a date which is approximately 20 days after previous | |||
date] | |||
Applicant and petitioner may agree on a different | |||
schedule for testimony, records, and briefs, provided | |||
the last brief is due no later than the date set forth | |||
above and provided a copy of the new schedule is | |||
filed by either applicant or petitioner. No extension of | |||
time will be permitted under 37 | |||
CFR 1.136(a). Any | |||
petition to extend the time for filing the last brief must | |||
be filed under 37 CFR 1.136(b). | |||
A certified transcript of a deposition must be filed | |||
in the U.S. Patent and Trademark Office within one | |||
month after the date of deposition. 37 CFR | |||
41.157. | |||
All papers in the public use proceeding shall be | |||
served in accordance with 37 CFR 1.248. | |||
It is understood from the above scheduling of times | |||
that a given time period begins with the close of the | |||
previous period, and that the completion of testimony | |||
or the filing of the record or a brief before the close of | |||
the corresponding period does not change its closing | |||
date. To avoid confusion, the examiner should indicate | |||
specific dates for the close of each period. | |||
In ex parte cases and in inter partes cases where the | In ex parte cases and in inter partes cases where the | ||
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asserted to be in public use or on sale. | asserted to be in public use or on sale. | ||
===720. | ===720.05Final Decision [R-2]=== | ||
The final decision of the examiner should be “analogous | The final decision of the examiner should be “analogous | ||
to that rendered by the [Board of | to that rendered by the [Board of | ||
Patent Appeals and Interferences] in an interference | Patent | ||
Appeals and Interferences] in an interference | |||
proceeding, analyzing the testimony” and stating conclusions. | proceeding, analyzing the testimony” and stating conclusions. | ||
In re Townsend, 1913 C.D. 55, 188 O.G. 513 | In re Townsend, 1913 C.D. 55, 188 O.G. 513 | ||
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rejecting claim(s), as a result of the examiner’s decisions | rejecting claim(s), as a result of the examiner’s decisions | ||
as to public use or sale. | as to public use or sale. | ||