Editing MPEP 202
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===202.02 Notation in File History Regarding Prior U.S. Applications, Including Provisional Applications=== | ===202.02 Notation in File History Regarding Prior U.S. Applications, Including Provisional Applications=== | ||
The front page of a printed patent identifies all prior applications for which benefits are | For Image File Wrapper (IFW) processing, see the | ||
IFW Manual.The front page of a printed patent | |||
identifies all prior applications for which benefits are | |||
claimed under 35 U.S.C. 119(e), 120, 121, or 365(c) | claimed under 35 U.S.C. 119(e), 120, 121, or 365(c) | ||
in continuation-in-part, continuation, divisional, substitute, | in continuation-in-part, continuation, divisional, substitute, | ||
and reissue applications. | and reissue applications. Therefore, the identifying | ||
data of all prior applications for which benefits | |||
are claimed should be reviewed by the examiner to | |||
ensure that the data is accurate and provided in either | |||
the first sentence(s) of the specification or in an application | |||
data sheet. See 37 CFR 1.78(a) and MPEP | |||
§ 201.11. For example, the reference to a prior nonprovisional | |||
application must include the appropriate | |||
relationship (e.g., continuation, divisional, or continuation- | |||
in-part) between the nonprovisional applications. | |||
The front page of a printed patent issuing on a | |||
continued prosecution application (CPA) filed under | |||
37 | |||
CFR 1.53(d) will identify the application number | |||
and filing date of the most recent noncontinued prosecution | |||
application (but not the filing date of the CPA) | |||
as well as all prior applications from which | |||
benefit was claimed in the most recent noncontinued | |||
prosecution application. | |||
Where prior application data, including provisional | |||
application data, is preprinted on the PALM | |||
bib-data sheet , the examiner should check that data | |||
for accuracy, including whether the application is, in | |||
fact, copending with the prior nonprovisional | |||
application or applications for which benefit | |||
is claimed. Similarly, the application number of any | |||
provisional application for which benefit is claimed | |||
should be printed on the PALM bib-data sheet. If | |||
applicant claims benefit under 35 U.S.C. 119(e) to a | |||
prior provisional application, and states that the provisional | prior provisional application, and states that the provisional | ||
application claims priority to earlier domestic | application claims priority to earlier domestic | ||
Line 17: | Line 48: | ||
sheet because a provisional application is not entitled | sheet because a provisional application is not entitled | ||
to the right of priority of any other application. See | to the right of priority of any other application. See | ||
35 | |||
U.S.C. 111(b)(7). | |||
Where the data is correct, the examiner should initial | |||
the PALM bib-data sheet in the provided | |||
space. Should there be error in the preprinted | |||
prior application data, the correction or entry | |||
of the data in the PALM data base can be made by | |||
technical support staff of the | |||
Technology Center. | |||
Upon entry of the data, a new PALM bib-data sheet | |||
should be printed and scanned into the file. | |||
The inclusion of prior application information in | |||
the patent does not necessarily indicate that the | |||
claims are entitled to the benefit of the earlier filing | |||
date. | |||
See MPEP § 306 for work done by the Assignment | |||
Division pertaining to these particular types of applications. | |||
In the situation in which there has been no reference | |||
to a prior application because the benefit of | |||
its filing date is not desired, no notation as to the | |||
prior application is made on the PALM bib- | |||
data sheet . | |||
202.03Notation on File Wrapper When | |||
Priority Is Claimed for Foreign | |||
Application [R-3] | |||
For Image File Wrapper (IFW) processing, see the | |||
IFW Manual. A PALM bib-data sheet should | |||
include the application number, country (or intellectual | |||
property authority), day, month, and year of each | |||
foreign application that the U.S. application is claiming | |||
the priority of. The examiner should check | |||
this information for accuracy. Should there be error, | |||
the examiner should make the appropriate corrections | |||
directly on the PALM bib-data sheet, and have the | |||
information corrected in the Office computer systems | |||
by forwarding the information to the examiner’s | |||
Legal Instrument Examiner, with an explanation of | |||
the correction to be made. The examiner should initial | |||
the PALM bib-data sheet in the “VERIFIED” | |||
space provided when the information is correct or has | |||
been amended to be correct. However, the examiner | |||
must still indicate on the Office action and on the | |||
PALM bib-data sheet whether the conditions of | |||
35 | |||
U.S.C. 119(a)-(d) or (f) have been met. | |||
If the filing dates of several foreign applications are | |||
claimed (see MPEP § 201.15, last paragraph) and | |||
the certified copy of each foreign application has | |||
been received , information respecting each of the | |||
foreign applications is to be entered on the PALM | |||
bib-data sheet. | |||
The | The front page of the patent when it is issued, and | ||
the listing in the Official Gazette, will refer to the | |||
claim of priority, giving the country, the filing date, | |||
and the number of the foreign application in those | |||
applications in which the PALM bib-data sheet has | |||
been endorsed. | |||
===202.04 In Oath or Declaration=== | ===202.04 In Oath or Declaration=== | ||
37 CFR 1.63 requires that the oath or declaration must identify any foreign application for patent (or | As will be noted by reference to MPEP § 201.14, | ||
37 CFR 1.63 requires that the oath or declaration | |||
must identify any foreign application for patent | |||
(or inventor’s certificate) for which a claim for priority | |||
is made pursuant to 37 CFR 1.55, and any foreign | |||
application having a filing date before that of the | |||
application on which priority is claimed, by specifying | |||
the application number, country, day, month, and | |||
year of its filing, unless such information is supplied | |||
on an application data sheet in accordance with | |||
37 CFR 1.76. |